Listing application for bonds can be submitted over Internet, using the bond listing system in the KRX homepage or "http://bonds.sm.krx.co.kr". The supplementary documents can be submitted by facsimile or when the securities registration statement is up-loaded through the bond listing system, the result can also be confirmed over Internet.
Government bonds are listed upon receiving the listing application, without listing examination. Of the government bonds issued presently, the treasury bonds and foreign exchange stabilization bonds are listed on the issuing day and according to the regulations governing shelf listing of bonds, the national housing bond (1&2) is listed on the first day of each month. Listing of the treasury bonds and foreign exchange stabilization bonds are handled by the Bank of Korea over Internet, and for the listing of the national housing bond (1&2), on the basis of the application for self listing for the bonds scheduled to be issued during the following year at the end of each year, the KRX lists the scheduled quantity on the first day of each month, and adjusts the listing value upon receiving the notice of issuance value following confirmation of bond issuance for the concerned month.
In common with government bonds, taking into account their public benefits, municipal bonds are listed without listing examination. Listing of shelf-listed municipal bonds, i.e., the provincial development bonds and local subway bonds, is handled in the same way as the national housing bonds (1&2), and listing of bonds issued through public offering is handled in the same way as the corporate bonds. The documents required for listing application for provincial development bonds and subway bonds are an application for self listing and report on result of issuance, and the documents required for listing of the municipal bonds issued through public offering include an application for listing, trust deed, underwriting agreement or sales contract, a copy of an agreement on offering on commitment (only in case where the concerned bonds are issued through indirect offering), etc. Listing application for bonds can be submitted over Internet
* Listing requirements and methods for specific laws bonds differ depending on bond type.
Corporate bonds are required to list on the issuing day. Issuing firms submit a listing application and the KRX lists the bonds after listing examination. Listing application should be made after the FSC has accepted the securities registration statement.
Foreign bonds refer to the bonds issued by a foreign legal entity (including the foreign corporations established in accordance with the foreign governments, foreign municipal government, foreign public organizations and foreign status and laws as well as the international financial bodies established by an international convention). Because of the difficulties involved in assessing the trustworthiness / soundness of foreign corporations, listing of foreign bonds requires a careful listing examination. Accordingly, in order to ascertain the facts that issuing conditions of the bonds meet the requirements for investor protection and are compatible with the listing and trading systems of the KRX, as well as to enable initiation of appropriate measures, any one who intends to list foreign bonds is required to consult with the KRX on such matters as listing procedures and time prior to submission of an application.
※ Data and information on the KRX website are provided for the purpose of improving availability of information for investment, not for trading securities. In spite of the efforts made in ensuring the accuracy of data and information, the KRX recognizes that unintentional and chance errors and delays occur. The KRX is not responsible for any loss resulted from the investments made using the data and information provided on its website.